Financial Services Compliance Boot Camp

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June 11-12, 2018
UNC Charlotte Center City, Charlotte, NC

About the Program

The Financial Services Compliance Boot Camp is a program for compliance professionals in the banking and securities industries with less than five years of experience. The program may also be of interest to attorneys and others who are considering careers in financial services compliance.

The program will be taught by experienced compliance professionals, many of whom serve on the Planning Committee, and many of whom are also attorneys. This two-day program is the result of extensive planning by the Planning Committee.

Key Takeaways from the 2018 UNC Compliance and Legal Boot Camp

About the Center for Banking and Finance

The Center for Banking and Finance was established at the UNC School of Law on July 1, 2000.  The mission of the Center for Banking and Finance is to play a leadership role in the continual evolution of the financial services industry by studying the legal and policy issues related to banking and finance, advancing the teaching of banking and finance (including the professional development of law students interested in careers in banking and finance), and sponsoring conferences for banking industry professionals. 

Logistics and Registration

The registration fees are: $500/person, $450/person with 3-9 registrants from same company, $400/person with 10 or more registrants from same company, $300/person with 25 or more registrants from the same company, and complimentary for current Carolina Law students and 2018 graduates (space permitting). In the meantime, please contact Lissa Broome,, 919.962.7066, to reserve a space. Seating is limited.


Cancellation Policy


Sponsorships are available for $1500.  Sponsors are listed in program materials and receive two complimentary admissions to the program, please consider becoming a program sponsor. Please contact Lissa Broome,, 919.962.7066, for more information.


CLE Credit

North Carolina CLE credit will be 11.75 credit hours.

2016 Program

UNC School of Law | Van Hecke-Wettach Hall | 160 Ridge Road, CB #3380 | Chapel Hill, NC 27599-3380 | 919.962.5106 | Accessibility

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