Selected Books and Articles on Banking and Finance Law

Selected Books

• Thomas Lee Hazen, Broker Dealer Operations and Regulation Under Securities and Commodities Law: Financial Responsibilities, Credit Regulation, and Consumer Protection (with J. Markham) (Thomson West 2nd ed. 2002) (updated annually).
• Thomas Lee Hazen, Treatise on the Law of Securities Regulation (Practitioner's Treatise and Student Edition) (Thomson West 5th ed. 2005). (Supp. revised annually).

Selected Articles

• Lissa L. Broome, The Dodd-Frank Act:? TARP Bailout Backlash and Too Big to Fail, 15 N.C. BANKING INST. 69 (2011).
• Lissa Lamkin Broome, Extraordinary Government Intervention To Bolster Bank Balance Sheets, 13 N.C. BANKING INST. 137 (2009).
• Lissa Lamkin Broome, Government Investment in Banks: Creeping Nationalization or Prudent, Temporary Aid?, 4 F.I.U. L. REV. 409 (2009).
• Alfred Brophy, Applied Legal History: Demystifying the Doctrine of Odious Debts (with M. Gulati and S. Ludington) 11 THEORETICAL INQ. L. 247 (2010).Carol N. Brown, Intent and Empirics: Race to the Subprime _ MARQ. L. REV. _ (forthcoming 2010).
• Charles Edward Daye, Stripping Off Market Accountability: Housing Policy Perspectives on the Crises in the Financial System, 13 N.C. BANKING INST. 105 (2009).
• Adam Feibelman, Consumer Bankruptcy as Development Policy, 39 SETON HALL L. REV. 63 (2009).
• Adam Feibelman & Saule T. Omarova, Risks, Rules, and Institutions: A Process for Reforming Financial Regulation, 39 U. MEM. L. REV. 881 (2009).
• Thomas Lee Hazen, Stock Broker Fiduciary Duties and the Impact of the Dodd-Frank Act, 15 N.C. BANKING INST. 47 (2011).
• Thomas Lee Hazen, Filling a Regulatory Gap: It is Time to Regulate Over-the-Counter Derivatives, 13 N.C. BANKING INST. 123 (2009).
• Thomas Lee Hazen, Regulatory Gaps for Over-the-Counter Derivatives: Regulation of Derivatives, Insurance, Securities and Gambling, 34 ADMIN. & REG. L. NEWS 3 (WINTER 2009).
• Thomas Lee Hazen, Roles and Functions of the Securities and Exchange Commission, in FUNDAMENTALS OF SECURITIES LAW (American Law Institute - American Bar Association Continuing Legal Education, 2009). SP057 ALI-ABA 31.
• Thomas Lee Hazen, Civil Liabilities to Private Parties Under Sections 11 and 12 of The 1933 Act, in FUNDAMENTALS OF SECURITIES LAW (American Law Institute-American Bar Association Continuing Legal Education, 2010). SR043 ALI-ABA 621.
• Thomas Lee Hazen, Civil Liabilities to Private Parties Under The 1934 Act, in FUNDAMENTALS OF SECURITIES LAW (American Law Institute-American Bar Association Continuing Legal Education, 2010). SR043 ALI-ABA 605.
• Thomas Lee Hazen, Exemptions From The Securities Act Registration Requirements--General Considerations, in FUNDAMENTALS OF SECURITIES LAW (American Law Institute-American Bar Association Continuing Legal Education, 2010). SR043 ALI-ABA 49.
• Thomas Lee Hazen, Exemptions From The Securities Act Registration Requirements--Non Public Offerings and Regulation D, in FUNDAMENTALS OF SECURITIES LAW (American Law Institute-American Bar Association Continuing Legal Education, 2010). SR043 ALI-ABA 55.
• Thomas Lee Hazen, Identifying the Duty Prohibiting Outsider Trading on Material Non-Public Information, 61 HASTINGS L. J. 881 (2010).
• Thomas Lee Hazen, Stock Broker Fiduciary Duties and the Impact of the Dodd-Frank Act, 15 N.C. BANKING INST. 47 (2011).
• Thomas Lee Hazen, Structure of The Securities Act of 1933, in FUNDAMENTALS OF SECURITIES LAW (American Law Institute-American Bar Association Continuing Legal Education, 2010). SR043 ALI-ABA 41.
• Thomas Lee Hazen, Relation of Securities Laws to Other Laws, in FUNDAMENTALS OF SECURITIES LAW (American Law Institute - American Bar Association Continuing Legal Education, 2009). SP057 ALI-ABA 23.
• Melissa B. Jacoby, Dodd-Frank, Regulatory Innovation, and the Safety of Consumer Financial Products, 15 N.C. BANKING INST. 99 (2011).
• Melissa B. Jacoby, The Legal Infrastructure of Ex Post Consumer Debtor Protections, 38 FORDHAM URB. L. J. 751 (2011) (Symposium) (exchange with Anna Gelpern).
• Melissa B. Jacoby, Bankruptcy Reform and the Financial Crisis, 13 N.C. BANKING INST. 115 (2009).
• Melissa B. Jacoby, Home Mortgage Problems Through the Lens of Bankruptcy, 10 LOY J. PUB. INT. L 171 (2009).
• Melissa B. Jacoby, The Debt Financing of Parenthood, 72 LAW & CONTEMP. PROBS., SSRN.com (2009).
• Melissa B. Jacoby, Making Debtor Remedies More Effective, SSRN.com (2010).
• Melissa B. Jacoby, Empirical and Policy Perspectives on Consumer Bankruptcy Law into the United States, in ENDEUDAMIENTO DEL CONSUMIDOR E INSOLVENCIA FAMILIAR (Matilde Cuena Casas & Jose Louis Colina Mediavilla eds., 2009).
• Saule T. Omarova, Bankers, Bureaucrats, and Guardians: Toward Tripartism in Financial Services Regulation, 37 J. CORP. L. 621 (2012).
• Saule T. Omarova, From Gramm-Leach-Bliley to Dodd-Frank: The Unfulfilled Promise of Section 23A of the Federal Reserve Act 89 N.C.L. Rev. 1683 (2011).
• Saule T. Omarova, That Which We Call a Bank: Revisiting the History of Bank Holding Company Regulation in the United States (with M. Tahyar), 31 REV. BANKING & FIN. L. 113 (2011).
• Saule T. Omarova, The Dodd-Frank Act: A New Deal for A New Age?, 15 N.C. BANKING INST. 83 (2011).
• Saule T. Omarova, Wall Street as Community of Fate: Toward Financial Industry Self-Regulation, 159 U. PA. L. REV. 411 (2011).
• Saule T. Omarova, Rethinking the Future of Self-Regulation in the Financial Industry, _ BROOK. J. INT'L L. _ (2010).
• Saule T. Omarova, The New Crisis For The New Century: Some Observations On The "Big- Picture" Lessons Of The Global Financial Crisis Of 2008,13 N.C. BANKING INST. 157 (2009).
• Saule T. Omarova, The Quiet Metamorphosis: How Derivatives Changed the Business of Banking, 63 U. MIAMI L. REV. 1041 (2009).
• Mark C. Weidemaier, Reforming Sovereign Lending Practices: Modern Initiatives in Historical Context, in SOVEREIGN FINANCING AND INTERNATIONAL LAW: THE UNCTAD PRINCIPLES ON RESPONSIBILE SOVEREIGN LENDING AND BORROWING (Oxford Univ. Press forthcoming 2013).
• Mark C. Weidemaier, Book review (reviewing ANNELISE RILES, COLLATERAL KNOWLEDGE: LEGAL REASONING IN THE GLOBAL FINANCIAL MARKETS (2011) __ POL. & LEGAL ANTHROPOLOGY __ (forthcoming 2012).
• Mark C. Weidemaier, Obsessed by Contracts: Sovereign Debt Reform in the Eurozone, __ J. TRANSNAT'L L. & CONTEMP. PROBS. __ (forthcoming 2012).
• Mark C. Weidemaier, How Markets Work: The Lawyer's Version (with M. Gulati). __ STUDIES IN LAW, POLITICS, AND SOCIETY __ (forthcoming 2012).
• Mark C. Weidemaier, Origin Myths, Contracts, and the Hunt for Pari Passu (with B. Scott & M. Gulati), __ LAW & SOC. INQUIRY __ (2011).
• Mark C. Weidemaier, Toward A Theory of Precedent in Arbitration, 51 WM. & MARY L. REV. 1895 (2010).
• Mark C. Weidemaier, Contracting for State Intervention: The Origins of Sovereign Debt Arbitration, 73 LAW & CONTEMP. PROBS., Fall 2010, at 335 (2010).

Selected Multimedia

• A Conversation About the History of Banking in North Carolina