Selected Books and Articles on Banking and Finance Law

Selected Books

  • Thomas Lee Hazen, Broker Dealer Operations and Regulation Under Securities and Commodities Law: Financial Responsibilities, Credit Regulation, and Consumer Protection (with J. Markham) (Thomson West 2nd ed. 2002) (updated annually).
  • Thomas Lee Hazen, Treatise on the Law of Securities Regulation (Practitioner's Treatise and Student Edition) (Thomson West 5th ed. 2005). (Supp. revised annually).

Selected Articles

  • Scott Baker, A Risk-Based Approach to Mandatory Arbitration, 83 Oregon Law Review 861 (2004).
  • Scott Baker and Kim Krawiec, The Economics of Limited Liability: An Empirical Study of New York Law Firms, 2005 University of Illinois Law Review 107 (2005).
  • Lissa L. Broome, Banking and Insurance: Before and After the Gramm-Leach-Bliley Act (with J. Markham), 25 Journal of Corporation Law 723 (2000).
  • Lissa L. Broome, Framing the Inquiry: The Social Impact of Project Finance, 12 Duke Journal of Comparative and International Law 439 (2002).
  • Lissa L. Broome, The First Hundred Years of Banking in North Carolina, 9 North Carolina Banking Institute Journal 103 (2005).
  • Lissa L. Broome, The Legal Giants That Propelled North Carolina Banks to National Prominence: Paul J. Polking, Marion A. Cowell, and Jerome C. Herring, 8 North Carolina Banking Institute Journal 119 (2004).
  • Caroline N. Brown, U.C.C. Revised Article 9: The Transition Rules, 79 North Carolina Law Review 993 (2001).
  • John M. Conley, An Emerging Third Way? The Erosion of the Anglo-American Shareholder Value Construct, 38 Cornell International Law Journal 493 (2005).
  • John M. Conley, Engage, Embed, and Embellish: Theory Versus Practice in the Corporate Social Responsibility Movement (with C. Williams), Journal of Corporation Law (forthcoming).
  • Thomas Lee Hazen, Disparate Regulatory Schemes for Parallel Activities: Securities Regulation, Derivatives Regulation, Gambling, and Insurance, 24 Annual Review of Banking and Finance Law 375 (2004).
  • Melissa B. Jacoby, Beyond Hospital Misbehavior: An Expanded Account of the Financial Consequences of Illness and Injury (with E. Warren), 100 Northwestern University Law Review (forthcoming 2006).
  • Melissa B. Jacoby, Not-for-ProfitHospital Billing and Collection: Resisting Quick Legal Fixes, 3 AmericanHeartHospital Journal 36 (2005).
  • Melissa B. Jacoby, Prepacks and the Deal-Litigation Tension, 23-2 American Bankruptcy Institute Journal 34 (March 2004).
  • Melissa B. Jacoby, Ripple or Revolution? The Indeterminacy of Statutory Bankruptcy Reform, 9 American Bankruptcy Law Journal 169 (2005).
  • Melissa B. Jacoby, Structural Determinants of Corporate Reorganization Failure (reviewing Lynn M. Lopucki, Courting Failure: How Competition For Big Cases Is Corrupting the Bankruptcy Courts (2005)), American Bankruptcy Institute Law Review (forthcoming).
  • Melissa B. Jacoby, The Bankruptcy Code at Twenty-Five and the Next Generation of Lawmaking, 78 American Bankruptcy Law Journal 221 (2004).
  • Melissa B. Jacoby, The Debtor-Patient: In Search of Non-Debt Alternatives, 69 Brooklyn Law Review 153 (2004).
  • Kim Krawiec, Derivatives, Corporate Hedging and Shareholder Wealth: Modigliani-Miller Forty Years Later, 1990 University of Illinois Law Review 201 (1999).
  • Kim Krawiec, More Than Just New Financial Bingo: A Risk-based Approach to Understanding Derivatives, 23 Journal of Corporation Law 1 (1997).